 Guidelines on Disposal and Destruction of University Records
Background and WSU Policy
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WSU Records Management and Retention Policy No. 2501 revised 7/1999 (http://www.wright.edu/wrightway/2501.html).
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Disposal/destruction of records must occur in a timely manner (i.e., once
a year or more often depending on the needs of each office) and be approved
by the University Records Manager and the Head, Special Collections and
Archives (Certificate Of Records Disposal -CRD).
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University Records are disposed of or destroyed according to individual
office retention schedules during the normal course of business unless
there is pending legal action or audit.
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For records that should be routinely disposed off, a blanket certificate
of disposal can be issued.
Most university records fall under the State of Ohio Public Records Law,
ORC 149.43. Exceptions include: medical, trial preparation, confidential
law enforcement investigatory, intellectual property, donor profile and
other records the release of which is prohibited by state or federal law.
DEFINITIONS OF TERMS
- Disposal/disposition denotes/includes the purging of records
without physically destroying them.
- Destruction denotes the irreversible process that results
in complete obliteration of records. Destroyed records--paper,
film, or electronic-- cannot be reconstructed.
- Record media types: Paper, microfilm, computer files (including
electronic mail).
- Records eligible for confidential destruction: confidential
and restricted (minimal degree of access rights). Examples
of confidential records include student academic records, personnel
records and, in general, any records with Social Security numbers,
names, and personal identifiers. Records eligible for destruction
are marked with C or R in the individual retention schedule forms
(RRS).
- Destruction methods: Shredding, maceration (pulverization),
pulping.
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TYPE OF RECORD ELIGIBLE FOR DESTRUCTION
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RECOMMENDED DISPOSAL/DESTRUCTION METHOD
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Confidential and Restricted records in paper,
film, magnetic tapes, and diskettes.
Note: magnetic tapes can be reused after erasure. |
Shredding according to prescribed
retention period in individual retention schedule and/or general
retention schedule, or recycling (locked containers
provided by Physical Plant) |
All other public records records in paper, film,
magnetic tapes, and diskettes.
Note: magnetic tapes can be reused after erasure. |
Trashing/Tearing up/Recycling according to prescribed retention
period in individual retention schedule and/or general retention schedule. |
| Electronic records stored on network or individual
hard drives including electronic mail. |
Erase according to prescribed retention period
in individual retention schedule and/or general retention schedule. |
NOTES ON DESTRUCTION PROCEDURES
- University offices are responsible for the timely destruction/disposal
of their records, in particular those that are confidential, regardless
of media type.
- When transferring original information from paper to another
medium such as CDs or microfilm, the university office should make/attach
a note on the CRD form explaining the standard procedure followed
to ensure the integrity of the information (quality check) and the
legality of the chosen medium, before destroying the original records.
The same recommendation applies to erasure/deletion of electronic
records within a records series included in the individual office
records retention schedule.
- Records with potential historical value are marked with H in
the individual records retention schedules. For appraisal
of records with potential historical value not included in those
schedules, university offices should contact the department of Special
Collections and Archives, before destroying the records in question.
- Before deciding on a destruction method, it is recommended that
the offices contact the University Records Manager, Chris Wydman
- For information on recycling options, the offices are strongly
encouraged to contact Physical
Plant
- When using an outside destruction services provider, university
offices should require a certificate of destruction from the company
and attach it to the Certificate of Disposal (CRD) form.
- Small-size shredders are not recommended for destruction of large
amounts of paper. When purchasing an office-size shredder,
it is recommended that offices buy a cross-cut model.
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